Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Cooper Abbott is a financial professional with over 20 years of experience in the industry. James has a strong background in securities, having worked at Carillon Fund Distributors, Inc. and Raymond James & Associates, Inc. James is currently registered with Foreside Funds Distributors LLC. James holds a Series 66, Series 24, Series 99TO, SIE and Series 7 license and is registered in all 50 states. James has a strong track record of success in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
10/20/2022 - Present
Foreside Funds Distributors LLC (SAN FRANCISCO CA)
FL
01/23/2008 - 04/01/2021
CARILLON FUND DISTRIBUTORS, INC. (ST. PETERSBURG FL)
FL
03/05/2002 - 04/01/2021
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
BOTH
Issued 07/03/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/12/2016
Series 24 - General Securities Principal Examination
BC
Issued 03/17/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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