Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Constantine Kekeris has been working in the financial industry since 1987. James is currently registered with Moloney Securities Asset Management LLC as an Investment Advisor Representative. James is also registered with the Securities and Exchange Commission (SEC) as an Investment Advisor. James has held previous positions at a number of firms, including Ameritas Investment Corp., Oppenheimer & Co., Inc., Prudential Securities Incorporated, Kemper Securities Group, Inc., Blunt Ellis & Loewi Incorporated, and Drexel Burnham Lambert Incorporated. James is licensed to provide financial advice in 38 states and holds Series 7, Series 15, Series 3, Series 5, Series 24, Series 63, and Series 65 licenses. James has a strong background in providing financial advice to individuals, businesses, and institutions. James specializes in helping clients with financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
02/23/2016 - Present
Moloney Securities Asset Management LLC (MANCHESTER MO)
NE
06/28/1995 - 10/15/1998
AMERITAS INVESTMENT CORP. (LINCOLN NE)
NY
08/14/1992 - 01/28/1994
OPPENHEIMER & CO., INC. (NEW YORK NY)
NY
01/17/1992 - 08/24/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MO
09/04/1990 - 01/20/1992
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
05/05/1989 - 09/04/1990
BLUNT ELLIS & LOEWI INCORPORATED
NA
03/21/1986 - 06/06/1989
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 01/16/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/24/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
BC
Issued 03/20/1986
Series 15 - Foreign Currency Options Examination
BC
Issued 03/11/1986
Series 3 - National Commodity Futures Examination
BC
Issued 02/14/1986
Series 5 - Interest Rate Options Examination
Active
Inactive
F
FINRA
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