Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Conrad Graeber is a financial advisor currently registered with Neuberger Berman BD LLC. James has been in the industry since November 3, 2014, and has experience with both individual and institutional clients. James holds the Series 7, Series 63, and SIE licenses. James has a background with Neuberger Berman Management LLC, and is also a Chartered Financial Analyst.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
04/22/2022 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
11/04/2014 - 06/30/2016
NEUBERGER BERMAN MANAGEMENT LLC (NEW YORK NY)
BC
Issued 01/22/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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