Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Conner Frank is a financial professional with experience in the industry since 2020. James is currently registered with Fidelity Distributors Co. LLC and is licensed in all 50 states and Puerto Rico. James previously worked with National Financial Services LLC and Fidelity Brokerage Services LLC. James holds the Series 7TO, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
11/03/2023 - Present
Fidelity Distributors Co. LLC (WESTLAKE TX)
TX
01/12/2023 - 09/18/2023
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
TX
03/04/2022 - 07/12/2022
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BC
Issued 09/29/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/04/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/30/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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