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James Conley Waters

D.a. Davidson & Co.

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About James Conley Waters

James Conley Waters is a financial advisor at D.a. Davidson & Co., a financial firm based in Great Falls, Montana. James has a background in several industries including retail and education, but he has been in the financial services industry since 2021. James holds his Series 66, SIE, and Series 7 licenses, and he is registered to provide investment advice in 16 states. He is an active member of the South Carolina High School League and acts as a referee for local high school soccer games. D.a. Davidson & Co. offers a variety of services, including financial planning, portfolio management, and educational seminars. James is dedicated to providing clients with personalized financial advice and helping them reach their financial goals.

Firm Information

James Waters is currently registered with D.a. Davidson & Co.. D.A. Davidson & Co. is a corporation that was formed in May 1935, and has its main office located in GREAT FALLS, Montana. They offer a wide range of financial planning services, including portfolio management for individuals and businesses, pension consulting, educational seminars, and publication of periodicals. They also provide selection of other advisors and manage portfolios for investment companies and pooled investment vehicles. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. Their regulatory assets under management total $36,175,333,459.
D.a. Davidson & Co.

8 THIRD STREET NORTH

GREAT FALLS, MT 59401

$36.18B

Assets Under Management

1,000

Total Clients

1,002

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Waters’s Registration & Firm History

SC

01/02/2025 - Present

D.a. Davidson & Co. (Lexington SC)

SC

04/11/2022 - 10/19/2022

TRUIST INVESTMENT SERVICES, INC. (COLUMBIA SC)

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Licenses & Designations

BOTH

Issued 06/06/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/11/2022

Series 7TO - General Securities Representative Examination

BC

Issued 12/17/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for James Conley Waters.
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