Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Conley Hopkins is a registered representative with Joseph Gunnar & Co. LLC. James Hopkins has 20 years of experience in the financial industry. James Hopkins has worked at a number of firms, including DAWSON JAMES SECURITIES, INC., SKY CAPITAL LLC, VIEWTRADE FINANCIAL, SAL FINANCIAL SERVICES, INC., STERLING FINANCIAL INVESTMENT GROUP, INC., THE THORNWATER COMPANY, L.P., PRIME CHARTER LTD., SHAMUS GROUP, INC., and ROAN CAPITAL PARTNERS L.P. James Hopkins is registered to provide securities services in 14 states including Arizona, California, Connecticut, Florida, Illinois, Nebraska, New Jersey, New York, North Carolina, Pennsylvania, Puerto Rico, Texas, Utah, and Wisconsin. James Hopkins has a Series 7, Series 24 and Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Share in fees paid to tpmms
1
2
NY
04/29/2024 - Present
Joseph Gunnar & Co. LLC (UNIONDALE NY)
FL
10/13/2014 - 05/28/2024
DAWSON JAMES SECURITIES, INC. (BOCA RATON FL)
FL
03/10/2014 - 03/27/2014
DAWSON JAMES SECURITIES, INC. (BOCA RATON FL)
NY
05/03/2004 - 07/13/2006
SKY CAPITAL LLC (NEW YORK NY)
FL
09/16/2002 - 03/24/2004
VIEWTRADE FINANCIAL (BOCA RATON FL)
AL
06/05/2002 - 10/21/2002
SAL FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
FL
10/15/2001 - 05/07/2002
STERLING FINANCIAL INVESTMENT GROUP, INC. (BOCA RATON FL)
NY
10/30/1997 - 10/09/2001
THE THORNWATER COMPANY, L.P. (NEW YORK NY)
NY
07/15/1997 - 10/28/1997
PRIME CHARTER LTD. (NEW YORK NY)
NA
09/25/1996 - 07/24/1997
SHAMUS GROUP, INC.
NY
04/04/1996 - 10/08/1996
ROAN CAPITAL PARTNERS L.P. (NEW YORK NY)
BC
Issued 09/09/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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