Unclaimed
James Colucci is a registered representative with Truist Securities, Inc. with over 9 years of experience in the financial services industry. James is currently registered with FINRA as a general securities representative and holds the Series 7, Series 55, Series 57TO and SIE licenses. James is registered in all 50 states and the District of Columbia. Previously, James was a registered representative with Deutsche Bank Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/05/2023 - Present
Truist Securities, Inc. (NEW YORK NY)
NY
01/29/2014 - 04/25/2023
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 02/20/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2014
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/29/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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