Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames McKenna is a financial advisor with over 25 years of experience in the industry. James currently holds a Series 63 and Series 65 licenses, along with Series 4, 53, 24, 52TO, and SIE licenses, and has an active registration with Osaic Institutions, Inc. James provides a range of services to individuals and corporations, including financial planning, pension consulting, educational seminars, and portfolio management. James has previously worked for several other firms, including LPL Financial LLC, TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, RBC CAPITAL MARKETS, LLC, BANC OF AMERICA INVESTMENT SERVICES, INC., QUICK & REILLY, INC., and FIS SECURITIES, INC. James is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NH
05/16/2016 - Present
Osaic Institutions, Inc. (Dover NH)
NH
04/25/2014 - 06/03/2016
LPL FINANCIAL LLC (DOVER NH)
MA
04/12/2013 - 04/15/2014
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (ANDOVER MA)
NH
04/03/2009 - 03/01/2013
RBC CAPITAL MARKETS, LLC (MANCHESTER NH)
NH
10/20/2004 - 04/07/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (MANCHESTER NH)
NY
09/25/2000 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
MA
09/08/1997 - 09/25/2000
FIS SECURITIES, INC. (BOSTON MA)
IA
Issued 06/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/28/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/07/2008
Series 4 - Registered Options Principal Examination
BC
Issued 02/14/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/01/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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