Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Coleman ii is a registered representative with Alliancebernstein Investments, Inc. James has been in the industry since 2013 and has passed the Series 66, SIE, and Series 7 exams. James is currently registered in Tennessee with a branch office in Nashville. James was previously registered with Prudential Investment Management Services LLC, Lord Abbett Distributor LLC, and AXA Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TN
04/08/2024 - Present
Alliancebernstein Investments, Inc. (Nashville TN)
NJ
03/07/2019 - 05/24/2021
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NJ
04/01/2015 - 02/22/2019
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
PA
08/14/2013 - 02/23/2015
AXA ADVISORS, LLC (BALA CYNWYD PA)
BOTH
Issued 04/22/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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