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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Coleman is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. James has been in the industry since 2007 and is licensed to offer financial advice in all 50 states. James specializes in portfolio management for individuals and businesses. James is also a registered options principal and has a Series 7, Series 10 and Series 9 license. James is a member of FINRA and the SEC. James also has a Series 63 and Series 65 license. James's office is located at 9000 SOUTHSIDE BLVD in Jacksonville, Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/11/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (JACKSONVILLE FL)
FL
01/04/2007 - 01/14/2014
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
IA
Issued 06/05/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/11/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2012
Series 4 - Registered Options Principal Examination
BC
Issued 03/31/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/23/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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