Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Coffey is a financial advisor in Knoxville, TN. James has been in the industry since July 2006 and is currently registered with Fidelity Personal And Workplace Advisors. Prior to joining Fidelity, James worked for TIAA-CREF Individual & Institutional Services, LLC, in Knoxville, TN, and Merrill Lynch, Pierce, Fenner & Smith Incorporated in Syracuse, NY. James holds the Series 7 and Series 66 licenses. James can provide financial planning, educational seminars, and selection of other advisers to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
09/23/2021 - Present
Fidelity Personal AND Workplace Advisors (KNOXVILLE TN)
TN
02/25/2016 - 11/13/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (KNOXVILLE TN)
NY
08/09/2005 - 02/02/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SYRACUSE NY)
BOTH
Issued 10/3/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/8/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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