Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Cofer Winters has been in the financial industry since March 4, 1985. James is currently registered as a Broker-Dealer and Investment Adviser Representative with IP Financial Advisory Services LLC in Charlotte, North Carolina. James has been with IP Financial Advisory Services LLC since April 26, 2021. Previously, James worked with Grove Point Investments, LLC in Richmond, Virginia from November 11, 2005, until April 23, 2021. James provides advisory services to individuals and businesses. He also specializes in financial planning and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting services to qualified retirement plans
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Recurring fees
1
2
NC
04/26/2021 - Present
IP Financial Advisory Services LLC (CHARLOTTE NC)
VA
11/11/2005 - 04/23/2021
GROVE POINT INVESTMENTS, LLC (RICHMOND VA)
VA
11/29/1990 - 11/03/2005
INVESTORS SECURITY COMPANY, INC. (SUFFOLK VA)
MD
01/19/1990 - 11/22/1990
H. BECK, INC. (ROCKVILLE MD)
VA
12/02/1988 - 01/23/1990
INVESTORS SECURITY COMPANY, INC. (SUFFOLK VA)
MA
03/03/1986 - 12/05/1988
MANEQUITY, INC. (BOSTON MA)
NA
02/27/1985 - 03/17/1986
INVESTORS SECURITY COMPANY, INC.
IA
Issued 03/23/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/14/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1987
Series 7 - General Securities Representative Examination
BC
Issued 03/20/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 02/14/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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