Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Cluen Dolce is a financial professional with over 17 years of experience in the industry. James has a broad range of experience, having worked for a variety of firms, including Citigroup Global Markets Inc., Legg Mason Investor Services, LLC, O'lstein Capital Management, L.P., and Compass Distributors, LLC. James is currently registered with Quasar Distributors, LLC. James holds the Series 7, SIE, and Series 66 licenses. James is registered to provide securities related services in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
12/13/2022 - Present
Quasar Distributors, LLC (Purchase NY)
ME
09/18/2018 - 12/31/2022
COMPASS DISTRIBUTORS, LLC (PORTLAND ME)
NY
09/16/2008 - 09/17/2018
OLSTEIN CAPITAL MANAGEMENT, L.P. (PURCHASE NY)
CT
12/01/2005 - 09/04/2008
LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)
NY
07/15/2005 - 12/01/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 12/08/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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