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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Owens has been in the financial services industry since 1988. He is registered with Janney Montgomery Scott LLC in Columbia, South Carolina and specializes in a variety of investment products and services, including financial planning, portfolio management, and pension consulting. James has over 35 years of experience working with clients of all types, including individuals, families, businesses, and institutions. Prior to joining Janney Montgomery Scott LLC, James was employed by Stephens, Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, D.E. Frey & Company, Inc., and A.G. Edwards & Sons, Inc. James is committed to providing his clients with personalized service and tailored investment solutions to meet their specific financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
SC
01/29/2015 - Present
Janney Montgomery Scott LLC (COLUMBIA SC)
SC
01/12/2007 - 02/02/2015
STEPHENS (COLUMBIA SC)
SC
02/21/2006 - 01/25/2007
CITIGROUP GLOBAL MARKETS INC. (COLUMBIA SC)
MD
12/04/1998 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
CO
05/10/1996 - 12/09/1998
D.E. FREY & COMPANY, INC. (DENVER CO)
MO
02/23/1990 - 05/15/1996
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NJ
10/20/1988 - 03/19/1990
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 03/30/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1990
Series 7 - General Securities Representative Examination
BC
Issued 10/19/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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