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James Clay Wright

Samco Capital Markets, Inc.

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About James Clay Wright

James Clay Wright is a financial advisor with over 38 years of experience in the industry. James is currently registered with Samco Capital Markets, Inc., and has been associated with the firm since May 2006. Prior to joining Samco Capital Markets, Inc., James worked with Penson Financial Services, Inc., Service Asset Management Company and Southwest Securities, Inc. James is licensed to conduct business in California, North Carolina, Texas, and Wisconsin.

Firm Information

James Wright is currently registered with Samco Capital Markets, Inc.. Samco Capital Markets, Inc. is a corporation that was formed on May 9, 2005. The firm is registered with the SEC and in all 52 states.

Not reported

Assets Under Management

Not reported

Total Clients

29

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Wright’s Registration & Firm History

TX

05/19/2006 - Present

Samco Capital Markets, Inc. (AUSTIN TX)

TX

02/03/2003 - 05/19/2006

PENSON FINANCIAL SERVICES, INC. (DALLAS TX)

TX

07/20/2000 - 02/03/2003

SERVICE ASSET MANAGEMENT COMPANY (AUSTIN TX)

TX

02/23/2000 - 09/01/2000

SERVICE ASSET MANAGEMENT COMPANY (DALLAS TX)

TX

10/27/1994 - 04/05/2000

SOUTHWEST SECURITIES, INC. (DALLAS TX)

TX

11/09/1992 - 11/01/1994

RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)

NY

02/21/1990 - 11/09/1992

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)

NA

12/19/1984 - 02/27/1990

FINSER INVESTMENT COMPANY

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Licenses & Designations

BC

Issued 12/07/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/16/1985

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/17/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Clay Wright.
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