Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Clay Vanderwaal is a financial professional with over 40 years of experience in the financial services industry. James Clay Vanderwaal currently works at Kovack Advisors, Inc. James Clay Vanderwaal is also licensed as an investment advisor representative (IAR) in Delaware, New Jersey, and Pennsylvania. James Clay Vanderwaal specializes in providing financial planning, portfolio management, and selection of other advisors for individuals, businesses, and other clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
DE
01/02/2015 - Present
Kovack Advisors, Inc. (WILMINGTON DE)
DE
05/16/2005 - 10/15/2014
RESOURCE HORIZONS GROUP LLC (WILMINGTON DE)
IL
01/01/2004 - 05/03/2005
TERRA SECURITIES CORPORATION (SCHAUMBURG IL)
VA
12/01/1997 - 01/01/2004
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
VA
06/14/1995 - 12/01/1997
FORTH FINANCIAL SECURITIES, CORPORATION (RICHMOND VA)
PA
07/12/1989 - 05/31/1995
WHARTON EQUITY CORPORATION (WAYNE PA)
GA
01/28/1988 - 07/14/1989
FSC SECURITIES CORPORATION (ATLANTA GA)
NA
11/28/1983 - 02/18/1988
CIGNA SECURITIES, INC.
NA
07/03/1980 - 08/26/1982
CG EQUITY SALES COMPANY
BC
Issued 10/15/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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