Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames McConnell is a financial advisor with Benjamin F. Edwards & Company, Inc.. James has been in the financial services industry since 1994. James is a Registered Representative and an Investment Advisor Representative in Mississippi and Texas. James has a Series 3, 7, and 63 license. James is also licensed to provide investment advice in Mississippi and Texas. James is committed to providing his clients with personalized financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MO
01/21/2022 - Present
Benjamin F. Edwards & Company, Inc. (ST. LOUIS MO)
MS
01/01/2008 - 11/15/2021
WELLS FARGO CLEARING SERVICES, LLC (RIDGELAND MS)
MS
08/04/2000 - 01/03/2008
A. G. EDWARDS & SONS, INC. (RIDGELAND MS)
NY
04/25/1994 - 08/16/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 09/29/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/1994
Series 3 - National Commodity Futures Examination
BC
Issued 04/22/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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