Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Claude Tennille is a financial professional with over 24 years of experience in the industry. James is currently registered with U.S. Bancorp Investments, Inc. in North Carolina and is a licensed agent with FINRA and the state of North Carolina. Before joining U.S. Bancorp Investments, Inc., James worked for several financial institutions, including Amerivet Securities, Inc., Wells Fargo Securities, LLC, CRT Capital Group LLC, and Piper Jaffray & Co. James holds the Series 7, Series 63, Series 57TO, and Series 99TO licenses and the SIE certification.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
NC
03/23/2022 - Present
U.s. Bancorp Investments, Inc. (Charlotte NC)
NY
10/09/2020 - 06/11/2021
AMERIVET SECURITIES, INC. (NEW YORK NY)
NC
04/30/2010 - 04/24/2019
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
CA
06/09/2009 - 04/14/2010
CRT CAPITAL GROUP LLC (LOS ANGELES CA)
TX
05/07/2009 - 06/02/2009
MDB CAPITAL GROUP LLC (ADDISON TX)
CA
09/10/2008 - 01/21/2009
PIPER JAFFRAY & CO. (MARINA DEL REY CA)
CA
03/23/2001 - 09/09/2008
COUNTRYWIDE SECURITIES CORPORATION (CALABASAS CA)
MO
10/01/1999 - 02/02/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
03/02/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
AR
12/05/1995 - 02/02/1998
STEPHENS INC. (LITTLE ROCK AR)
BC
Issued 02/07/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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