Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Clarkson Deuser is a financial advisor with over 45 years of experience in the industry. James is currently registered with Wells Fargo Clearing Services, LLC and is licensed to provide investment advice in Ohio and Texas. Prior to joining Wells Fargo, James was registered with A.G. Edwards & Sons, Inc., Prudential Securities Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Cowen & Co. James's primary focus is providing investment advice to high-net-worth individuals, corporations and institutions. James holds the Series 63, 65, 7TO, SIE, PC and 1 licenses. In addition to providing investment advice, James also serves as trustee for his mother's and stepfather's trusts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
06/10/2017 - Present
Wells Fargo Clearing Services, LLC (DAYTON OH)
OH
08/29/1995 - 01/03/2008
A. G. EDWARDS & SONS, INC. (DAYTON OH)
NY
02/18/1986 - 09/07/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
09/26/1978 - 11/12/1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
06/19/1978 - 02/24/1986
COWEN & CO.
NA
08/09/1973 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 12/01/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/13/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1977
PC - AMEX Put and Call Exam
BC
Issued 08/06/1973
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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