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James Clarke

Valley Financial Management, Inc.

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About James Clarke

James Clarke is an investment advisor representative who has been in the industry since 2023. James is currently registered with Valley Financial Management, Inc., and is licensed to provide investment advice in New York. James has passed the Series 66, Series 7TO, and SIE exams. James has worked at several other firms in the past, including Texas Christian University, Tug Hill Operating LLC, Main Street Energy, Royal Bank of Canada, Mimeo, Bank Leumi, Leumi Bank, and Valley National Bank. James specializes in providing portfolio management for individuals.

Firm Information

James Clarke is currently registered with Valley Financial Management, Inc.. Valley Financial Management, Inc. is a corporation headquartered in NEW YORK, NY, United States. They offer portfolio management services to individuals and high-net-worth individuals. The firm has been registered with the SEC since 2000. Their website addresses are: https://www.linkedin.com/company/valleybank, https://twitter.com/ValleyBank, https://www.facebook.com/ValleyBank/, and https://valley.com/. They have 55 registered representatives and 28 investment adviser representatives. Valley Financial Management, Inc. is also a participant in wrap fee programs.
Valley Financial Management, Inc.

350 MADISON AVE.

NEW YORK, NY 10017

$55,000

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Clarke’s Registration & Firm History

NY

04/11/2024 - Present

Valley Financial Management, Inc. (New York NY)

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Licenses & Designations

BOTH

Issued 03/25/2024

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/19/2023

Series 7TO - General Securities Representative Examination

BC

Issued 08/05/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Clarke.
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