Unclaimed
James Clark Ebben is a registered representative with Thrivent Investment Management Inc. based in Appleton, WI. James has been in the securities industry since 2008. James is licensed in Wisconsin. James holds the Series 66, Series 24 and Series 7 licenses. James also holds the SIE license. James specializes in financial planning and portfolio management for individuals. James is also involved in car racing.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
02/27/2009 - Present
Thrivent Investment Management Inc. (APPLETON WI)
BOTH
Issued 02/26/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/28/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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