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James Clarence Ganger

Osaic Institutions, Inc.

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About James Clarence Ganger

James Clarence Ganger has been in the financial industry since August 22, 1990. James is currently registered with Osaic Institutions, Inc. James also previously worked for Essex National Securities, LLC, Securities America, Inc., CUNA Brokerage Services, Inc., Century Investors of America, Inc., Pruco Securities Corporation, and The Prudential Insurance Company of America. James has experience in the following areas: Financial Planning, Pension Consulting, Selection of Other Advisers, and Portfolio Management for Individuals.

Firm Information

James Ganger is currently registered with Osaic Institutions, Inc.. Osaic Institutions, Inc. is a Corporation headquartered in MERIDEN, CT, United States. The firm was formed on 1993-04-07 and is registered with the SEC and in 53 states. Osaic Institutions, Inc. provides financial planning, pension consulting, educational seminars, and other advisory services to a wide range of clients, including individuals, corporations, charitable organizations, and high net worth individuals. The firm manages approximately $3,626,644,800 in assets and has over 1,700 licensed agents, investment adviser representatives, and registered representatives.
Osaic Institutions, Inc.

538 PRESTON AVENUE

MERIDEN, CT 06450-4858

$3.63B

Assets Under Management

25

Total Clients

641

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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solicitation services for other advisers

Solicitation services for other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Ganger’s Registration & Firm History

NC

07/01/2016 - Present

Osaic Institutions, Inc. (Chapel Hill NC)

CA

07/01/2014 - 07/01/2016

ESSEX NATIONAL SECURITIES, LLC (NAPA CA)

MN

04/27/2010 - 07/24/2014

SECURITIES AMERICA, INC. (EDEN PRAIRIE MN)

IL

10/30/1993 - 02/01/2010

CUNA BROKERAGE SERVICES, INC. (E MOLINE IL)

NA

11/13/1992 - 10/29/1993

CENTURY INVESTORS OF AMERICA, INC.

NJ

05/31/1990 - 11/30/1992

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

05/31/1990 - 11/30/1992

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

BC

Issued 05/31/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/21/2009

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/26/2006

Series 7 - General Securities Representative Examination

BC

Issued 05/30/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Clarence Ganger.
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