Unclaimed
James Clarence Ganger has been in the financial industry since August 22, 1990. James is currently registered with Osaic Institutions, Inc. James also previously worked for Essex National Securities, LLC, Securities America, Inc., CUNA Brokerage Services, Inc., Century Investors of America, Inc., Pruco Securities Corporation, and The Prudential Insurance Company of America. James has experience in the following areas: Financial Planning, Pension Consulting, Selection of Other Advisers, and Portfolio Management for Individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
07/01/2016 - Present
Osaic Institutions, Inc. (Chapel Hill NC)
CA
07/01/2014 - 07/01/2016
ESSEX NATIONAL SECURITIES, LLC (NAPA CA)
MN
04/27/2010 - 07/24/2014
SECURITIES AMERICA, INC. (EDEN PRAIRIE MN)
IL
10/30/1993 - 02/01/2010
CUNA BROKERAGE SERVICES, INC. (E MOLINE IL)
NA
11/13/1992 - 10/29/1993
CENTURY INVESTORS OF AMERICA, INC.
NJ
05/31/1990 - 11/30/1992
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
05/31/1990 - 11/30/1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 05/31/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2006
Series 7 - General Securities Representative Examination
BC
Issued 05/30/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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