Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Park is a financial advisor with Payden & Rygel Distributors. James has been in the financial services industry since 2007 and is registered with the state of California. James holds the Series 7, Series 63, Series 6TO and SIE licenses. James was previously employed by J.P. Morgan Securities LLC and J.P. Morgan Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
02/17/2022 - Present
Payden & Rygel Distributors (LOS ANGELES CA)
NY
10/01/2008 - 12/07/2020
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
09/25/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 02/10/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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