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James Christopher Virgona

THE Baker Group, LP

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About James Christopher Virgona

James Christopher Virgona is a registered representative with The Baker Group, LP in Babylon, NY. James has been in the securities industry since August 18, 2020. James holds Series 7TO, Series 52TO, and Series 63 licenses and is registered to sell securities in New York and Illinois.

Firm Information

James Virgona is currently registered with THE Baker Group, LP. THE Baker Group, LP is a Partnership firm that was formed on May 20, 1992. The firm provides investment strategies for financial institutions and other institutional investors. It is registered with the SEC and in 25 states. The firm has 8 registered representatives and 5 investment adviser representatives.

Not reported

Assets Under Management

2

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment strategies for financial institutions and other institutional investors

Investment strategies for financial institutions and other institutional investors

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Negotiable fees based on % of investable assets per client

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James Virgona’s Registration & Firm History

NY

08/19/2020 - Present

THE Baker Group, LP (Babylon NY)

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Licenses & Designations

BC

Issued 09/16/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/16/2021

Series 52TO - Municipal Securities Representative Examination

BC

Issued 08/19/2020

Series 7TO - General Securities Representative Examination

BC

Issued 01/05/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Christopher Virgona.
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