Unclaimed
James Christopher Virgona is a registered representative with The Baker Group, LP in Babylon, NY. James has been in the securities industry since August 18, 2020. James holds Series 7TO, Series 52TO, and Series 63 licenses and is registered to sell securities in New York and Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment strategies for financial institutions and other institutional investors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiable fees based on % of investable assets per client
1
2
NY
08/19/2020 - Present
THE Baker Group, LP (Babylon NY)
BC
Issued 09/16/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/2021
Series 52TO - Municipal Securities Representative Examination
BC
Issued 08/19/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/05/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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