Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Christopher Sims is an active advisor registered in Georgia with both Series 7 and Series 66 licenses. Sims has been in the industry since 2007 and has worked with firms including E*TRADE Securities LLC, Chase Investment Services Corp, Morgan Stanley, PRUCO Securities, LLC, Raymond James Financial Services, Inc. and currently works with LPL Financial LLC. James Sims is registered with LPL Financial LLC in Duluth, Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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GA
06/20/2024 - Present
LPL Financial LLC (DULUTH GA)
GA
01/10/2020 - 04/26/2024
RAYMOND JAMES FINANCIAL SERVICES, INC. (WATKINSVILLE GA)
SC
07/18/2019 - 12/16/2019
PRUCO SECURITIES, LLC. (MYRTLE BEACH SC)
FL
11/05/2010 - 08/06/2018
MORGAN STANLEY (PLANTATION FL)
NJ
09/25/2008 - 02/17/2010
CHASE INVESTMENT SERVICES CORP. (BOONTON NJ)
NJ
02/28/2007 - 09/08/2008
E*TRADE SECURITIES LLC (MORRISTOWN NJ)
BOTH
Issued 10/17/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/04/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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