Unclaimed
James Christopher Scott is a financial advisor at Wealth Enhancement Advisory Services, LLC, and has been in the industry since February 2006. Scott has been registered with FINRA since November 2005 and has been registered with the state of Pennsylvania as an investment advisor representative since January 2025. He is also a certified financial planner. Scott previously worked at Vanguard Marketing Corporation. Scott specializes in providing financial advice to individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. He offers financial planning, investment management, and selection of other advisors. Scott also provides educational seminars and is an ERISA 3(38) investment manager.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
MN
01/13/2025 - Present
Wealth Enhancement Advisory Services, LLC (PLYMOUTH MN)
PA
11/23/2005 - 12/21/2021
VANGUARD MARKETING CORPORATION (MALVERN PA)
BOTH
Issued 12/09/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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