linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

James Christopher Roumell

Roumell Asset Management, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you James? Claim Your Profile

About James Christopher Roumell

James Christopher Roumell is a financial advisor with over 20 years of experience in the industry. James is currently registered with Roumell Asset Management, LLC in Maryland. James has also previously worked with Raymond James Financial Services, Inc., Robert Thomas Securities, Inc, IFG Network Securities, Inc., and Derand/Pennington/Bass, Inc. James is a Series 65, Series 63, Series 24 and Series 7 licensed professional. James specializes in managing portfolios for individuals and investment companies.

Firm Information

James Roumell is currently registered with Roumell Asset Management, LLC. Roumell Asset Management, LLC is an investment advisor headquartered in [City, State]. They manage approximately $95,392,848 in assets for 61 clients, including individuals, investment companies, and corporations. Their services include portfolio management for individuals and investment companies. They also offer other advisory services.

$95.39M

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

James Roumell’s Registration & Firm History

MD

01/06/2024 - Present

Roumell Asset Management, LLC (CHEVY CHASE MD)

FL

01/04/1999 - 10/27/2003

RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)

FL

05/22/1992 - 01/04/1999

ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)

GA

04/24/1992 - 05/29/1992

IFG NETWORK SECURITIES, INC. (ATLANTA GA)

NA

02/26/1987 - 05/21/1992

DERAND/PENNINGTON/BASS, INC.

Not sure if James Christopher Roumell is right for you?

Licenses & Designations

IA

Issued 10/04/1990

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/29/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/07/1992

Series 24 - General Securities Principal Examination

BC

Issued 02/21/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for James Christopher Roumell.
Not sure if James Christopher Roumell is right for you?