Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Riley is a financial professional with over 16 years of experience in the financial services industry. James has a broad range of experience, having been registered with both Vanguard Marketing Corporation and Vanguard Marketing Corp.. James is currently registered with Vanguard Marketing Corp. and holds Series 6, Series 63, and SIE licenses. James is licensed in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
08/10/2013 - Present
Vanguard Marketing Corp. (MALVERN PA)
PA
07/19/2007 - 02/03/2012
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 07/26/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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