Unclaimed
James Christopher Nelson is an investment advisor representative at Blackrock Investment Management, LLC. James has over 25 years of experience in the industry. He is licensed in 53 states and holds Series 63 and Series 66 licenses. James previously worked at FAM Distributors, INC. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. James is an active participant in the financial industry, holding a number of certifications and designations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NJ
09/29/2006 - Present
Blackrock Investment Management, LLC (PRINCETON NJ)
NY
06/12/2001 - 09/29/2006
FAM DISTRIBUTORS, INC. (NEW YORK NY)
NY
08/20/1997 - 05/17/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 10/04/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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