Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Christopher Haggerty is a financial professional with over 15 years of experience in the financial services industry. James is currently registered with Empower Financial Services, Inc. and holds Series 6, 63, and 65 licenses. James has a broad base of knowledge in the financial industry, including the Series 6, which focuses on Investment Company Products/Variable Contracts Representative Examination. Previously, James held a position with Investment Advisors & Consultants, Inc. and has a strong understanding of the financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
06/30/2015 - Present
Empower Financial Services, Inc. (ANDOVER MA)
NJ
01/01/2005 - 12/31/2005
INVESTMENT ADVISORS & CONSULTANTS, INC. (WEST LONG BRANCH NJ)
BC
Issued 07/15/2015
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/20/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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