Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Christopher Haera is a financial advisor with Wells Fargo Advisors Financial Network, LLC. James has over 30 years of experience in the financial services industry. James is registered to provide investment advice and securities brokerage services in 31 states, and is also registered as an investment advisor representative in 4 states. James is a registered representative with FINRA and a member of the Securities Investor Protection Corporation (SIPC). James also holds the Series 63, Series 65, Series 7, and SIE exams. James specializes in providing financial planning, portfolio management, and investment consulting services to individuals, businesses, and institutions. James is also a registered representative of Wells Fargo Clearing Services, LLC, which is a subsidiary of Wells Fargo & Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
08/14/2023 - Present
Wells Fargo Advisors Financial Network, LLC (CORAL GABLES FL)
NY
07/01/2003 - 08/14/2023
WELLS FARGO CLEARING SERVICES, LLC (PEARL RIVER NY)
NY
11/13/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
06/19/1992 - 11/16/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
07/19/1991 - 06/05/1992
HIBBARD BROWN & CO., INC. (NEW YORK NY)
IA
Issued 06/26/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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