Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Christopher Ewing is a financial advisor with over 20 years of experience in the financial services industry. James is a registered representative of Hightower Securities, LLC and an investment advisor representative of Hightower Advisors, LLC. He is currently registered to provide advisory services in 12 states. James has a comprehensive understanding of investment strategies and a commitment to providing personalized financial guidance to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
NJ
03/13/2017 - Present
Hightower Advisors, LLC (Marlton NJ)
NJ
06/29/2007 - 03/14/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MOUNT LAUREL NJ)
NJ
01/18/2000 - 07/06/2007
A. G. EDWARDS & SONS, INC. (MARLTON NJ)
MO
10/22/1999 - 01/10/2000
EDWARD JONES (ST. LOUIS MO)
MO
07/13/1999 - 09/22/1999
SUNSET FINANCIAL SERVICES, INC. (KANSAS CITY MO)
BOTH
Issued 09/25/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/14/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/13/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/1999
Series 7 - General Securities Representative Examination
BC
Issued 07/12/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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