Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Christopher Cuppia is a financial advisor registered with Wells Fargo Clearing Services, LLC and has been in the industry since 2002. James Cuppia is also a registered investment advisor in Georgia, South Carolina, and Texas. James Cuppia has worked with both Merrill Lynch and Morgan Stanley in the past. James Cuppia specializes in providing financial planning, portfolio management for individuals and businesses, and investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
10/29/2010 - Present
Wells Fargo Clearing Services, LLC (HILTON HEAD ISLAND SC)
SC
07/01/2005 - 11/09/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HILTON HEAD ISLAND SC)
NY
01/14/2002 - 07/05/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 07/20/2005
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 01/22/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 01/12/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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