Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Christopher Bryant is a financial advisor with Janney Montgomery Scott LLC. James has been in the industry since June 19, 1991. James is registered with FINRA and has a Series 7, 9, 10, 31, and 63 license. James also holds the Series 65 license. James has experience working at other firms such as Ameriprise Financial Services, LLC, Oppenheimer & Co. Inc., BB&T Securities, LLC, Lincoln Financial Advisors Corporation, Morgan Stanley Smith Barney, and Citigroup Global Markets Inc. James has a total of 10 years of experience in investment advisory services. James specializes in providing financial planning, portfolio management for businesses and individuals, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NC
05/21/2024 - Present
Janney Montgomery Scott LLC (CHARLOTTE NC)
NC
06/06/2018 - 06/04/2021
AMERIPRISE FINANCIAL SERVICES, LLC (Charlotte NC)
NC
11/12/2014 - 05/30/2018
OPPENHEIMER & CO. INC. (ASHEVILLE NC)
NC
03/31/2014 - 11/17/2014
BB&T SECURITIES, LLC (CHARLOTTE NC)
NC
11/25/2013 - 04/14/2014
LINCOLN FINANCIAL ADVISORS CORPORATION (CHARLOTTE NC)
NC
06/01/2009 - 12/21/2011
MORGAN STANLEY SMITH BARNEY (WINSTON-SALEM NC)
NC
03/29/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CHARLOTTE NC)
GA
12/05/1994 - 04/12/2000
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
NY
10/29/1990 - 12/15/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
03/29/1990 - 11/01/1990
J.C. BRADFORD & CO. (NEW YORK NY)
NY
11/17/1987 - 04/05/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
08/08/1986 - 01/01/1988
E. F. HUTTON & COMPANY INC
BC
Issued 02/04/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/20/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/17/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/17/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/02/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 02/17/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 11/10/1986
Series 3 - National Commodity Futures Examination
BC
Issued 06/21/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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