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James Christopher Bossert

Btig, LLC

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About James Christopher Bossert

James Christopher Bossert is a financial professional with over 30 years of experience in the industry. James is currently registered with Btig, LLC and is licensed to provide securities and investment advice in 14 states. James has held previous positions at ConvergEx Execution Solutions LLC and Execution Services Incorporated. James holds a Series 7, Series 3, Series 4, Series 24, Series 55, Series 57TO, and Series 63 license.

Firm Information

James Bossert is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Bossert’s Registration & Firm History

NJ

09/24/2014 - Present

Btig, LLC (RED BANK NJ)

NY

01/01/1994 - 09/10/2014

CONVERGEX EXECUTION SOLUTIONS LLC (NEW YORK NY)

NY

02/28/1992 - 01/01/1994

EXECUTION SERVICES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/03/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/19/2003

Series 24 - General Securities Principal Examination

BC

Issued 01/18/1993

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/24/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/16/1996

Series 3 - National Commodity Futures Examination

BC

Issued 02/27/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for James Christopher Bossert.
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