Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Christian Powell is a registered representative with Piper Sandler & Co., and has been in the industry since November 2022. James Christian Powell holds the Series 63, Series 50, Series 52TO, and SIE licenses, and is registered in Washington. James Christian Powell is affiliated with the Seattle branch of Piper Sandler & Co..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
11/08/2022 - Present
Piper Sandler & Co. (SEATTLE WA)
BC
Issued 01/13/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2022
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 11/08/2022
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/03/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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