Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Christ Ruboyianes is a financial advisor registered with UBS Financial Services Inc. James has been in the industry since 1971 and has held several previous positions with firms such as PAINE, WEBBER, JACKSON & CURTIS INCORPORATED and DEAN WITTER REYNOLDS INC. James has a wide range of certifications, including Series 65, Series 63, and Series 7. James is currently registered in Arizona, California, Colorado, Florida, Illinois, Kansas, Louisiana, Massachusetts, Montana, Nevada, New Jersey, New York, Tennessee, Texas, Virginia, and Washington. James also has a sole proprietorship for real estate rentals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
AZ
11/04/2002 - Present
UBS Financial Services Inc. (TUCSON AZ)
NA
04/13/1978 - 01/31/1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
NA
02/24/1978 - 07/20/1978
DEAN WITTER REYNOLDS INC.
NA
04/16/1975 - 02/24/1978
REYNOLDS SECURITIES, INC.
NA
07/29/1974 - 05/09/1975
CONTINENTAL AMERICAN SECURITIES, INC.
NA
11/30/1971 - 05/15/1974
L G VICTORS GOLD & COMPANY
IA
Issued 11/16/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/12/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/1974
Series 00 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 01/20/1984
Series 5 - Interest Rate Options Examination
BC
Issued 04/01/1977
PC - AMEX Put and Call Exam
BC
Issued 07/19/1975
Series 7 - General Securities Representative Examination
BC
Issued 11/27/1971
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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