Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Havrilak is a financial professional with over five years of experience in the industry. James is currently a registered representative with Morgan Stanley, where James has been employed since January 2023. Prior to that, James was a registered representative with E*TRADE SECURITIES LLC. James holds the Series 7, 9, 10, 24, 63, and SIE licenses. James is licensed to provide financial services in all 50 states. James specializes in working with a variety of clients including high-net-worth individuals, corporations, insurance companies, pension and profit-sharing plans, and charitable organizations. James is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
GA
01/23/2023 - Present
Morgan Stanley (Alpharetta GA)
GA
04/19/2018 - 09/05/2023
E*TRADE SECURITIES LLC (ALPHARETTA GA)
BC
Issued 04/30/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/11/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/06/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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