Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Chau is a financial advisor with over 30 years of experience in the industry. James is currently registered with Eagle Strategies LLC in Haymarket, VA. Prior to joining Eagle Strategies LLC, James was with MML Investors Services, LLC in Vienna, VA from 2018 to 2022. James holds Series 6, 7, 63, and 65 licenses. James's areas of expertise include financial planning, portfolio management for individuals, pension consulting, and educational seminars. James is also registered as an Investment Advisor Representative in Virginia.
HAYMARKET, VA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
11/10/2022 - Present
Eagle Strategies LLC (HAYMARKET VA)
VA
11/13/2019 - 03/08/2022
MML INVESTORS SERVICES, LLC (Vienna VA)
VA
06/27/2018 - 10/09/2019
NYLIFE SECURITIES LLC (VIENNA VA)
VA
02/09/2018 - 06/04/2018
MML INVESTORS SERVICES, LLC (FAIRFAX VA)
VA
02/07/2017 - 01/10/2018
NYLIFE SECURITIES LLC (VIENNA VA)
NA
06/16/1988 - 02/18/1992
DELAWARE DISTRIBUTORS,INC.
NA
09/08/1987 - 06/13/1988
CITICORP SECURITIES MARKETS, INC.
NA
01/23/1985 - 07/23/1987
CS FIRST BOSTON CORPORATION
IA
Issued 12/16/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/15/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/15/2017
Series 7 - General Securities Representative Examination
BC
Issued 2/7/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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