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James Chase Peak

Fidelity Personal AND Workplace Advisors

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About James Chase Peak

James Peak is an investment advisor representative with Fidelity Personal And Workplace Advisors. James has been in the securities industry for over 6 years. James holds Series 7TO, Series 63, Series 6 and SIE licenses. James also holds a Uniform Investment Adviser Law Examination (Series 65). James has been a registered representative at Cambridge Investment Research, Inc. and Wells Fargo Advisors, LLC in the past.

Firm Information

James Peak is currently registered with Fidelity Personal AND Workplace Advisors. Fidelity Personal and Workplace Advisors is a large financial services firm with a long history in the industry. They provide a variety of investment and financial planning services to individual and institutional clients, including individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and state or municipal governments. They are known for their comprehensive investment options, low fees, and extensive resources. Fidelity Personal and Workplace Advisors manages over $818 billion in assets for a diverse client base.
Fidelity Personal AND Workplace Advisors

245 SUMMER STREET, V2A

BOSTON, MA 02210

$818.78B

Assets Under Management

13,624

Total Clients

14,642

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Peak’s Registration & Firm History

VA

09/15/2021 - Present

Fidelity Personal AND Workplace Advisors (HENRICO VA)

VA

06/10/2015 - 04/20/2021

CAMBRIDGE INVESTMENT RESEARCH, INC. (HENRICO VA)

VA

12/04/2014 - 06/02/2015

WELLS FARGO ADVISORS, LLC (HIGHLAND SPRINGS VA)

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Licenses & Designations

IA

Issued 03/11/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/19/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/29/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/03/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There is public disclosure for James Chase Peak. Review regulatory record here.
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