linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

James Charles Zelter

Apollo Global Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you James? Claim Your Profile

About James Charles Zelter

James Zelter is a financial professional with over 30 years of experience in the financial industry. He has a strong background in the securities industry and has held positions with prominent firms such as Citigroup Global Markets Inc., Salomon Brothers Inc., Goldman, Sachs & Co. and Smith Barney, Harris Upham & Co., Incorporated. James currently works as a Registered Representative at Apollo Global Securities, LLC. James holds the Series 7, Series 24 and SIE licenses. He also holds the Series 63 license. James is registered to sell securities in New York.

Firm Information

James Zelter is currently registered with Apollo Global Securities, LLC. Apollo Global Securities, LLC is a Limited Liability Company formed in 2010. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

136

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

James Zelter’s Registration & Firm History

NY

04/01/2011 - Present

Apollo Global Securities, LLC (NEW YORK NY)

NY

11/11/1993 - 06/09/2006

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

11/28/1997 - 09/01/1998

SALOMON BROTHERS INC. (NEW YORK NY)

NY

08/27/1990 - 10/06/1993

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

08/19/1987 - 07/23/1990

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)

NA

02/07/1986 - 08/04/1987

KAVANAUGH SECURITIES, INC.

NA

01/29/1985 - 01/02/1986

WINTHROP SECURITIES CO., INC.

Not sure if James Charles Zelter is right for you?

Licenses & Designations

BC

Issued 01/25/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/01/1994

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/19/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for James Charles Zelter. Review regulatory record here.
Not sure if James Charles Zelter is right for you?