Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Charles Woods is a financial advisor with Edward Jones. James has been a registered representative in the securities industry since 2000 and has passed multiple securities licenses including Series 4, 7, 9, 10, 24, 63 and 65. James has experience with several financial firms including Fidelity Brokerage Services LLC, Harris Investor Services LLC, Harris Investorline Inc., and TD Waterhouse Investor Services, Inc. James is currently registered in Illinois and Missouri. James is committed to providing a high level of personalized service to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IL
05/22/2023 - Present
Edward Jones (Manteno IL)
IL
05/01/2014 - 01/06/2017
FIDELITY BROKERAGE SERVICES LLC (ORLAND PARK IL)
KY
09/18/2012 - 01/27/2014
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
NJ
05/01/2002 - 10/22/2002
HARRIS INVESTOR SERVICES LLC (JERSEY CITY NJ)
WA
12/09/2000 - 05/23/2002
HARRIS INVESTORLINE INC. (SEATTLE WA)
IL
10/26/2000 - 12/09/2000
HARRIS INVESTORLINE (CHICAGO IL)
NE
07/25/2000 - 10/25/2000
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
TX
12/13/1999 - 06/29/2000
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
Issued 04/24/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/26/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/04/2017
Series 24 - General Securities Principal Examination
BC
Issued 05/09/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/20/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/24/2001
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure James Woods is the right advisor for you? Invested Better is here to help.
