Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Walton is a financial professional who has been active in the industry since August 12, 2022. James is registered with Foreside Fund Services, LLC and holds licenses including Series 63, Series 7TO, and SIE. James Walton is currently registered in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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DC
08/13/2022 - Present
Foreside Fund Services, LLC (Washington DC)
BC
Issued 09/08/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/21/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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