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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Charles Traylor is a financial advisor with over 15 years of experience in the industry. James is currently registered as a Registered Representative and Investment Advisor Representative with Hornor, Townsend & Kent, LLC. James holds licenses for Series 6, 7, 63, and 65, and has earned the Chartered Financial Consultant designation. James has a strong background in financial planning, portfolio management for individuals and businesses, and pension consulting. James previously worked at MML Investors Services, LLC and Northwestern Mutual Investment Services, LLC. James is committed to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
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2
NY
01/27/2017 - Present
Hornor, Townsend & Kent, LLC (ROCHESTER NY)
NY
07/02/2008 - 11/03/2014
MML INVESTORS SERVICES, LLC (ROCHESTER NY)
NY
03/27/2008 - 06/30/2008
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (FAIRPORT NY)
IA
Issued 01/19/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/01/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2014
Series 7 - General Securities Representative Examination
BC
Issued 03/25/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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