Unclaimed
James Charles Till is a financial professional with over 11 years of experience in the industry. James is currently registered with MML Strategic Distributors, LLC and holds Series 6, Series 63, and SIE licenses. James has previously been registered with a number of firms including HORNOR, TOWNSEND & KENT, LLC, STATE FARM VP MANAGEMENT CORP., KEY INVESTMENT SERVICES LLC, CETERA ADVISORS LLC, BBVA SECURITIES INC., TRANSAMERICA CAPITAL, INC., GWFS EQUITIES, INC., U.S. BANCORP INVESTMENTS, INC., JACKSON NATIONAL LIFE DISTRIBUTORS LLC, J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., and CHASE INVESTMENT SERVICES CORP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
11/29/2022 - Present
MML Strategic Distributors, LLC (SPRINGFIELD MA)
MO
10/02/2017 - 10/28/2022
HORNOR, TOWNSEND & KENT, LLC (ST LOUIS MO)
IL
09/09/2015 - 10/15/2015
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
CO
02/25/2015 - 05/08/2015
KEY INVESTMENT SERVICES LLC (DENVER CO)
CO
03/11/2014 - 04/24/2014
CETERA ADVISORS LLC (GREENWOOD VILLAGE CO)
CO
09/25/2013 - 02/06/2014
BBVA SECURITIES INC. (COLORADO SPRING CO)
CO
06/14/2013 - 06/20/2013
TRANSAMERICA CAPITAL, INC. (DENVER CO)
CO
11/17/2011 - 06/08/2013
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
07/24/2009 - 03/04/2011
U.S. BANCORP INVESTMENTS, INC. (DENVER CO)
CO
04/03/2008 - 07/10/2009
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
CO
01/16/2007 - 07/16/2007
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (ENGLEWOOD CO)
CO
12/21/2005 - 01/17/2007
CHASE INVESTMENT SERVICES CORP. (GREENWOOD VILLAGE CO)
BC
Issued 12/27/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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