Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Charles Stephens is a registered representative of Brex Treasury LLC. James has been in the industry since 2020, holds a Series 7TO, Series 63, and SIE licenses, and is registered in all 50 states and the District of Columbia. James’ primary office is located in Salt Lake City, Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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UT
07/28/2020 - Present
Brex Treasury LLC (Salt Lake City UT)
BC
Issued 06/15/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2020
Series 7TO - General Securities Representative Examination
BC
Issued 02/26/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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