Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Charles Scott is an investment advisor representative with Independent Advisor Alliance, LLC. James has over 25 years of experience in the industry, having started his career in 1997. James is licensed in 11 states and specializes in a range of financial services, including financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and selection of other advisors. James has a wide range of experience working with individuals, businesses, and charitable organizations, and specializes in working with high-net-worth individuals. James currently holds several licenses, including Series 7, Series 9, Series 52, Series 63, and Series 65, and is registered as an investment advisor representative in Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OH
05/20/2019 - Present
Independent Advisor Alliance, LLC (Canton OH)
OH
07/20/2007 - 05/20/2011
NFP SECURITIES, INC. (CANTON OH)
OH
06/09/1997 - 08/03/2007
H&R BLOCK FINANCIAL ADVISORS, INC. (BEACHWOOD OH)
IA
Issued 03/09/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/1997
Series 7 - General Securities Representative Examination
BC
Issued 06/06/1997
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Scott is the right advisor for you? Invested Better is here to help.
