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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Protigal is a financial advisor who is registered with Spire Wealth Management, LLC. James has been in the industry for 31 years and has experience working with a variety of clients, including high-net-worth individuals, corporations and individuals other than high-net-worth. James offers financial planning, retirement and estate planning, divorce planning, and portfolio management services. James is currently registered with Spire Wealth Management, LLC and has been registered with several other firms in the past, including Investors Capital Corp. and SagePoint Financial, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Insurance, retirement & estate planning, divorce planning
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
10/27/2016 - Present
Spire Wealth Management, LLC (Osprey FL)
FL
01/12/2016 - 08/10/2016
INVESTORS CAPITAL CORP. (NOKOMIS FL)
FL
03/15/2013 - 01/12/2016
SAGEPOINT FINANCIAL, INC. (NOKOMIS FL)
FL
09/11/2000 - 04/10/2013
PRIME CAPITAL SERVICES, INC. (NOKOMIS FL)
WI
11/17/1998 - 08/31/2000
SII INVESTMENTS, INC. (APPLETON WI)
FL
08/28/1998 - 12/15/1998
SOUTHERN CAPITAL SECURITIES, INC. (TAMPA FL)
IA
07/02/1996 - 07/07/1998
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NJ
11/06/1992 - 06/06/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
KS
11/04/1991 - 09/22/1992
WADDELL & REED, INC. (OVERLAND PARK KS)
BOTH
Issued 06/30/2008
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/06/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/14/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2006
Series 7 - General Securities Representative Examination
BC
Issued 11/01/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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