Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Charles Pazareskis is an investment advisor representative with Equitable Advisors, LLC. James has been in the financial services industry since 1992. James is registered in Connecticut and New York. James has passed a variety of examinations including Series 6, 7, 24, 53, 63, and 65. James previously worked for several firms including UVEST FINANCIAL SERVICES GROUP, INC., WEBSTER INVESTMENT SERVICES, INC., DKR CAPITAL SECURITIES CORP., AMERICAN SKANDIA MARKETING, INC., and SMITH BARNEY SHEARSON INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
05/18/2021 - Present
Equitable Advisors, LLC (WALLINGFORD CT)
CT
02/13/2007 - 03/14/2007
UVEST FINANCIAL SERVICES GROUP, INC. (KENSINGTON CT)
CT
10/29/2004 - 02/13/2007
WEBSTER INVESTMENT SERVICES, INC. (KENSINGTON CT)
CT
06/11/2003 - 08/06/2004
DKR CAPITAL SECURITIES CORP. (STAMFORD CT)
CT
06/21/1994 - 04/11/2003
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
NY
08/23/1991 - 04/20/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
IA
Issued 05/15/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/29/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/05/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/16/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/1993
Series 7 - General Securities Representative Examination
BC
Issued 07/15/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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