Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Papas is a financial advisor with over 23 years of experience in the industry. James currently works at U.S. Bancorp Investments, Inc. and holds Series 7, Series 63, and Series 65 licenses. James has a strong background in providing financial advice to individuals, corporations, and charitable organizations. James has previously worked at Charles Schwab & Co., Inc., Wells Fargo Funds Distributor, LLC, Wells Fargo Brokerage Services, L.L.C., Fidelity Brokerage Services LLC, and Prudential Securities Incorporated. James is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
SD
10/18/2023 - Present
U.s. Bancorp Investments, Inc. (Sioux Falls SD)
CA
09/18/2007 - 07/03/2023
CHARLES SCHWAB & CO., INC. (Walnut Creek CA)
NC
04/11/2005 - 08/14/2007
WELLS FARGO FUNDS DISTRIBUTOR, LLC (CHARLOTTE NC)
MN
10/19/2004 - 04/11/2005
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
RI
07/22/2002 - 09/09/2004
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
NY
07/21/2000 - 07/08/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
05/17/2000 - 08/14/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 10/19/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/22/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Papas is the right advisor for you? Invested Better is here to help.
